Compliance Manager, Broker-Dealer & Investment Adviser

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Date Posted:
August 12, 2026
Position Title:
Compliance Manager, Broker-Dealer & Investment Adviser
Office/Company:
Gusto
Party:
N/A
Office Code:
Job Number:
HC-11397
Reports To:
Location:
Denver, CO, San Francisco, CA, New York, NY
Contact:
Salary:
Our cash compensation amount for this role is $110,640/yr to $136,456/yr in Denver & most major metro locations, and $133,615/yr to $164,792/yr for San Francisco & New York. Final offer amounts are determined by multiple factors including candidate location, experience and expertise and may vary from the amounts listed above.
Primary Role
Secondary Role:
Job Type:
Full Time
Description:
Compliance Manager, Broker-Dealer & Investment AdviserRole includes program execution and coordination.Relevant experience and strong communication skills.
Responsibilities:
Qualifications:
Instructions:
See employer site for application details.
Other:
Equal opportunity employer; applicants welcomed from diverse backgrounds.
Compliance Manager, Broker-Dealer & Investment Adviser
HC-11397